SELF-EVALUATION FOR PROSPECTIVE CAPITAL MARKET SERVICE PROVIDERS

Thank you for completing the self-evaluation form for the Capital Market Services License. We appreciate your effort in providing us with the necessary information and we are pleased to inform you that, based on the assessment you completed, you have been found to be in compliance with the relevant regulatory requirements set forth by the Capital Market Service Providers Licensing and Supervision Directive.

This indicates that you are eligible to proceed with the application for the Capital Market Services License.

Please note that while this assessment signifies your compliance with the necessary standards, the issuance of the license is subject to a comprehensive evaluation of your application by our team.

We encourage you to proceed with the application process, ensuring that all necessary documentation and information are provided accurately and comprehensively. Our team will conduct a thorough review of your application, and we will be in touch should any additional information or clarification be required.

Thank you for your cooperation throughout this process. Should you have any questions or require further guidance, please do not hesitate to reach out to us.

Here are the forms you have to fill out:

ECMA FORM A3 Appointed Representative License Application Form

ECMA FORM A2 1 AF CIS C IB PM SB SD SBD Services License

ECMA FORM C1 – Appointment of Director of a CMSP

Please complete the fillable PDF application forms, print a copy, affix your signature, and submit it along with the Self Evaluation Form and all relevant documents in person at the Ethiopian Capital Market Authority, Licensing Department.

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